Capital Markets – Sanctioning Regime

Translated from the original.

Capital Markets – Sanctioning Regime

Editora Saraiva .  Rio de Janeiro, 2012.

AUTHORS:

Alexandre Pinheiro dos Santos – Federal Attorney; Professor of Business Law and Capital Markets Law in graduate or special courses, including in the area of Economic Criminal Law; Former attorney of the Rio de Janeiro Stock Exchange (BVRJ); Co-chair of the Implementation Committee of the Geneva Convention on Intermediated Securities (Geneva Securities Convention); First Coordinator of the Cooperation Agreement of the Securities and Exchange Commission (CVM) with the Federal Public Prosecution Service (MPF); Former Chief Attorney of the CVM; General Superintendent of the CVM.

Fábio Medina Osório – Lawyer; Doctor in Administrative Law from the Complutense University of Madrid; Master in Public Law from the Federal University of Rio Grande do Sul (UFRGS); Former Public Prosecutor in Rio Grande do Sul (1st place in the entrance examination); Collaborating professor in the postgraduate courses of the Higher School of the Public Prosecution Service of São Paulo and at the School of the Office of the Attorney General of Brazil (DF and MG); Legal opinion writer for the Revista do Centro de Estudos Judiciários, of the Federal Justice Council; Professor in a postgraduate course in Criminal Law at the UFRGS Law School; President of the International Institute for the Study of State Law (IIEDE).

Julya Sotto Mayor Wellisch – Federal Attorney; Specialist in Capital Markets Regulation from the Federal University of Rio de Janeiro (UFRJ); Professor of Capital Markets Law in graduate or special courses, including serving as a guest Professor in special Capital Markets courses promoted by the Judicial Training School of the State of Rio de Janeiro (EMERJ) and by the Judicial Training School of the Federal Regional Court of the 4th Region (EMAGIS); Deputy Chief Attorney of the CVM.